CTBC Financial : Announcement by CTBC Holding on behalf of The Tokyo Star Bank, Limited on the Dispose of Daiwa-SB Global Bond Fund

1.Name and nature of the subject matter (if preferred shares,the terms and
conditions of issuance shall also be indicated,e.g.dividend yield):
Daiwa-Sumigin (Daiwa-SB) Target Risk Type Global Bond Fund；
Sovereign Bond Fund
2.Date of occurrence of the event:2016/10/20
3.Volume, unit price, and total monetary amount of the transaction:
2,955,082,743、JPY10,175 (per 10,000 units)、JPY3,006,796,691
4.Counterpart to the trade and its relationship to the Company(if the
trading counterpart is a natural person and furthermore is not an actual
related party of the Company, the name of the trading counterpart is not
required to be disclosed): Daiwa SB Investments Ltd; Relation of company:
not related
5.Where the counterpart to the trade is an actual related party,a public
announcement shall also be made of the reason for choosing the related
party as trading counterpart and the identity of the previous owner
(including its relationship with the company and the trading counterpart),
price of transfer, and date of acquisition: N.A.
6.Where a person who owned the property within the past five years has been
an actual related person of the company, a public announcement shall also
include the dates and prices of acquisition and disposal by the related
person and the person's relationship to the company at those times: N.A.
7.Matters related to the creditor's rights currently being disposed of
(including types of collateral of the disposed creditor's rights;if the
creditor's rights are creditor's rights toward a related person, the name
of the related person and the book amount of the creditor's rights toward
such related person currently being disposed of must also be announced):
N.A.
8.Anticipated profit or loss from the disposal (not applicable in cases of
acquisition of securities) (where originally deferred, the status or
recognition shall be stated and explained): JPY13,002,365(before tax)
9.Terms of delivery or payment (including payment period and monetary
amount), restrictive covenants in the contract, and other important
stipulations:
In accordance with the related transaction agreements;
other important stipulations: In accordance with the related transaction
agreements
10.The manner in which the current transaction was decided, the reference
basis for the decision on price, and the decision-making department:
In accordance with the related transaction agreements;
decision-making department:Executive Officer in charge of Global Market
Division of The Tokyo Star Bank, Limited.
11.Net worth per share of company underlying securities acquired or disposed
of: N.A.
12.The discrepancy between the reference price of private placement and the
transaction amount per share is 20 percent or more of the transaction
amount: N.A.
13.Current cumulative volume, amount, and shareholding percentage of
holdings of the security being traded (including the current trade) and
status of any restriction of rights (e.g.pledges): 2,955,082,743;
JPY3,006,796,691; 12.83%; N.A.
14.Current ratio of private placement of securities (including the current
trade) to the total assets and shareholder's equity as shown in the most
recent financial statement and the operating capital as shown in the most
recent financial statement: 3.139%; 9.362%; N.A.
15.Broker and broker's fee: N.A.
16.Concrete purpose or use of the acquisition or disposition:
Balance sheet control
17.Do the directors have any objection to the present transaction?: N.A.
18.The trading counterparty is a related party: No
19.Approval date by board of directors: N.A.
20.Recognition date by supervisors or submission date by audti committee:
N.A.
21.Has the CPA issued an opinion on the unreasonableness of the price of
the current transaction?: N.A.
22.Any other matters that need to be specified:
JPY/TWD=0.3044 as of 2016/10/19