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Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
SEC Accession No. 9999999997-15-006558
Filing Date
2015-03-13
Accepted
2015-03-23 16:17:46
Documents
1
Period of Report
2014-12-31
Effectiveness Date
2015-03-13

Document Format Files

Seq Description Document Type Size
1 AUTO-GENERATED PAPER DOCUMENT 9999999997-15-006558.paper FOCUSN 293
  Complete submission text file 9999999997-15-006558.txt   1602
Mailing Address 540 MADISON AVENUE 11TH FLOOR NEW YORK NY 10022
Business Address 540 MADISON AVENUE 11TH FLOOR NEW YORK NY 10022 212-616-8608
CIMB SECURITIES (USA), INC. (Filer) CIK: 0001375107 (see all company filings)

IRS No.: 521971703 | State of Incorp.: DE | Fiscal Year End: 1231
Type: FOCUSN | Act: 34 | File No.: 008-67414 | Film No.: 15025344